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Brian Robert Pomante

Thrivent Investment Management Inc.

Winston-Salem, NC

Minneapolis, MN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-06-26
DC RA APPROVED 2024-05-31
TX RA APPROVED_RES 2024-05-23
NC RA APPROVED 2024-05-03
  • OK RA
    APPROVED
    Since 2024-06-26
  • DC RA
    APPROVED
    Since 2024-05-31
  • TX RA
    APPROVED_RES
    Since 2024-05-23
  • NC RA
    APPROVED
    Since 2024-05-03

Branch Locations

Winston-Salem, NC • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 12/2014 03/2018
Suntrust Bank Winston Salem NC 07/2014 03/2018
Suntrust Advisory Services Atlanta GA 09/2016 03/2018
Bb&T Securities, Llc Richmond VA 04/2018 02/2021
Bb&T Investments Charlotte NC 04/2018 02/2021
Bb&T Bank Clemmons NC 04/2018 01/2019
Bb&T Clemmons NC 01/2019 02/2021
Truist Investment Services, Inc. Kernersville NC 02/2021 03/2024
Truist Advisory Services, Inc. Atlanta GA 02/2021 03/2024
Thrivent Investment Management Inc Minneapolis MN 03/2024 Present
  • 12/2014 → 03/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 07/2014 → 03/2018
    Suntrust Bank
    Winston Salem, NC
  • 09/2016 → 03/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 04/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 04/2018 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 04/2018 → 01/2019
    Bb&T Bank
    Clemmons, NC
  • 01/2019 → 02/2021
    Bb&T
    Clemmons, NC
  • 02/2021 → 03/2024
    Truist Investment Services, Inc.
    Kernersville, NC
  • 02/2021 → 03/2024
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 03/2024 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
Previous Registrations
  • 2021-02-17 → 2024-03-14
    Truist Advisory Services, Inc.
    Atlanta, GA
    Kernersville, NC
  • 2018-04-09 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Clemmons, NC
    Kernersville, NC
    Richmond, VA
  • 2016-09-14 → 2018-03-19
    Truist Advisory Services, Inc.
    Greensboro, NC
    Burlington, NC
    Burlington, NC
    Kernersville, NC
  • 2014-12-22 → 2016-12-31
    Truist Investment Services, Inc.
    Burlington, NC
    Winston-Salem, NC
    Burlington, NC
    Greensboro, NC
    Kernersville, NC
  • 2013-08-01 → 2014-07-24
    Wells Fargo Clearing Services, Llc
    Lewisville, NC
    Clemmons, NC
    Winston Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-01
  • S66 Uniform Combined State Law Examination
    2013-08-01
Other Names
  • Brian Pomante
  • Brian Robert Pomante
  • Brian R Pomante

View on SEC IAPD

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