Randall Patrick Faulk

Current Employers

Employment History

• 07/2016 → 10/2017
  Morgan Stanley
  Houston, TX
• 07/2016 → 10/2017
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 10/2017 → 02/2025
  The Investment Center Inc
  Houston, TX
• 10/2017 → 02/2025
  Ic Advisory Services Inc
  Houston, TX
• 02/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-10-10 → 2025-02-03
  Ic Advisory Services, Inc.
  Houston, TX
  Bedminster, NJ
• 2016-07-19 → 2017-10-13
  Morgan Stanley
  Houston, TX
• 2014-08-19 → 2015-06-10
  Ic Advisory Services, Inc.
  Katy, TX
  Bedminster, NJ

Other Businesses

1. RANDALL PATRICK FAULK, 2426 Wordsworth Street, Houston TX 77030, United States, 02/03/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO - 0 HR/MO TRADING 2. FAULK FINANCIAL, INC., 2426 Wordsworth Street, Houston TX 77030, United States, 02/03/2025, Owner, S-Corp, NIR, 1 HR/MO - 0 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 2/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. CIRA 4. ALPHA OMEGA CHAPTER OF ALPHA TAU OMEGA FRATERNITY, INC., 207 SW 13 Street, Gainesville FL 32601, United States, 04/07/2026, Director, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 5. DOWNTOWN ROTARY CLUB OF HOUSTON, 4265 San Felipe St #700, Houston TX 77027, United States, 04/17/2026, Board Member, Volunteer, NIR, 2 HR/MO - 2 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2014-08-13

Designations