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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-09-06 |
| TX | RA | APPROVED_RES | 2022-09-02 |
Branch Locations
3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States
3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Alpharetta | GA | 01/2011 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 08/2022 | Present |
RENTAL PROPERTY, INV RELATED, DAUPHIN ISLAND, AL, 100% OWNERSHIP, START 9/1/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, COLLECT RENT AND PAY BILLS. SHORE JOY LLC, INV RELATED, ROSWELL, GA, 100% OWNERSHIP, START 5/13/2020, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-22 |
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