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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-08 |
| TX | RA | APPROVED | 2024-05-01 |
Branch Locations
630 East Hwy 260, Payson, AZ 85541 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2013 | 06/2018 |
| Commonwealth Financial Network | Waltham | MA | 07/2018 | 03/2019 |
| Kevin Dick Investment Management Group | Payson | AZ | 07/2018 | 03/2019 |
| Commonwealth Financial Network | Waltham | CA | 03/2019 | 05/2024 |
| Kevin Dick Investment Management Group | Payson | AZ | 03/2019 | 05/2024 |
| Kestra Investment Services, Llc | Payson | AZ | 05/2024 | Present |
| Kestra Advisory Services, Llc | Payson | AZ | 05/2024 | Present |
Business Name: RVN3 FOUNDATION POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 111 W. Bonita St., Payson AZ 85541, United States DESCRIPTION: Help with vision and direction of the foundation. Business Name: KDI WEALTH MANAGEMENT POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 630 E Hwy 260, Payson AZ 85541, United States DESCRIPTION: RR Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Austin TX 78735, United States DESCRIPTION: IAR Business Name: SUBSTITUTE TEACHER POSITION: Substitute Teacher NATURE: Teaching INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/31/2025 ADDRESS: 902 W. Main St, Payson AZ 85541, United States DESCRIPTION: Educating Kids
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-11 |
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