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Andrea Catherine Devon

Ubs Financial Services Inc.

Nashville, TN

Weehawken, NJ

Parrish, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-02-12
  • TN RA
    APPROVED
    Since 2019-02-12

Branch Locations

315 Deaderick Street Suite 500, Nashville, TN 37238 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Parrish, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Elmira NY 07/2014 Present
Elmira Savings Bank Elmira NY 07/2014 Present
Ubs Financial Services, Inc. Nashville TN 01/2019 Present
  • 07/2014 → Present
    Lpl Financial
    Elmira, NY
  • 07/2014 → Present
    Elmira Savings Bank
    Elmira, NY
  • 01/2019 → Present
    Ubs Financial Services, Inc.
    Nashville, TN
Previous Registrations
  • 2014-07-31 → 2018-05-17
    Lpl Financial Llc
    Elmira, NY
    San Diego, CA
    Ithaca, NY
    Horseheads, NY
    Elmira, NY
    Elmira, NY
    Elmira, NY
    Elmira, NY
    Elmira, NY
    Corning, NY
    Painted Post, NY
    Ithaca, NY
    Ithaca, NY
    Moravia, NY
    Montour Falls, NY
    Homer, NY
    Vestal, NY
    Horseheads, NY
    Ithaca, NY
    Horsehead, NY
    Watkins Glen, NY
    Franklinville, NY
  • 2013-08-22 → 2014-08-04
    Voya Financial Advisors, Inc.
    Vestal, NY
    Elmira, NY
    Williamsport, PA
    Elmira, NY
    Elmira, NY
    Corning, NY
    Elmira, NY
    Painted Post, NY
    Elmira, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-16
  • S66 Uniform Combined State Law Examination
    2013-08-16

View on SEC IAPD

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