Kirk Gordon Hunter

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-01

CA RA
APPROVED

Since 2026-06-01

Branch Locations

4474 Cerritos Avenue, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Los Alamitos	CA	06/2026	Present
Williams Tax & Financial Services	Los Alamitos	CA	05/2013	Present
Avantax Investment Services,Inc.	Los Alamitos	CA	05/2014	09/2025
Avantax Advisory Services	Los Alamitos	CA	07/2024	09/2025
Cetera Wealth Services, Llc	Los Alamitos	CA	09/2025	06/2026
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	06/2026

06/2026 → Present

Lpl Financial Llc

Los Alamitos, CA
05/2013 → Present

Williams Tax & Financial Services

Los Alamitos, CA
05/2014 → 09/2025

Avantax Investment Services,Inc.

Los Alamitos, CA
07/2024 → 09/2025

Avantax Advisory Services

Los Alamitos, CA
09/2025 → 06/2026

Cetera Wealth Services, Llc

Los Alamitos, CA
09/2025 → 06/2026

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2025-09-27 → 2026-06-04

Cetera Investment Advisers Llc

Los Alamitos, CA

Other Businesses

1. 05/2026 – Williams Tax & Financial Services– DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 80 Hour(s) During Trading –At Reported Business Location (s) – OBA Start Date: 6/1/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-09-26
S63	Uniform Securities Agent State Law Examination	2016-07-20

S65 Uniform Investment Adviser Law Examination

2025-09-26
S63 Uniform Securities Agent State Law Examination

2016-07-20

View on SEC IAPD