Stephanie C Brice

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-06-23

FL RA
APPROVED

Since 2016-06-23

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

1540 Cornerstone Blvd Stes 110 & 210, Daytona Beach, FL 32117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Jacksonville	FL	05/2016	11/2016
Wells Fargo Bank	Jacksonville	FL	05/2016	Present
Wells Fargo Clearing Services, Llc	Jacksonville	FL	11/2016	Present

05/2016 → 11/2016

Wells Fargo Advisors

Jacksonville, FL
05/2016 → Present

Wells Fargo Bank

Jacksonville, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Jacksonville, FL

Previous Registrations

2010-12-03 → 2016-06-13

Morgan Stanley

Ormond Beach, FL

Ormond Beach, FL
2006-09-27 → 2010-11-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Augustine, FL

Ocala, FL

New York, NY

St. Augustine, FL

New York, NY

Other Businesses

RENTAL PROPERTY, INV RELATED, ST. AUGUSTINE, FL, 100% OWNERSHIP, START 9/28/2018, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. 60 DUNEWALK LLC, INV RELATED, ST. AUGUSTINE, FL, 100% OWNERSHIP WITH SPOUSE, START 8/20/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, HOLDS REAL ESTATE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-25

S66 Uniform Combined State Law Examination

2006-09-25

Other Names

Stephanie C Cook
Stephanie C Marks

View on SEC IAPD