Qui Phu Dao

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-30

TX RA
APPROVED

Since 2026-03-30

Branch Locations

534 Centennial Blvd, Richardson, TX 75081 • United States

551 S Plano Rd, Richardson, TX 75081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Chase Bank	Richardson	TX	03/2014	01/2026
J.P Morgan Securities Llc	Richardson	TX	03/2014	01/2026
Q-Kuts	Richardson	TX	04/2014	10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Plano	TX	01/2026	Present
The University Of Texas At Dallas	Richardson	TX	08/2020	12/2022
Bank Of America, N.A.	Plano	TX	03/2026	Present

03/2014 → 01/2026

J.P Morgan Chase Bank

Richardson, TX
03/2014 → 01/2026

J.P Morgan Securities Llc

Richardson, TX
04/2014 → 10/2017

Q-Kuts

Richardson, TX
01/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plano, TX
08/2020 → 12/2022

The University Of Texas At Dallas

Richardson, TX
03/2026 → Present

Bank Of America, N.A.

Plano, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-30
S63	Uniform Securities Agent State Law Examination	2013-10-30

S66 Uniform Combined State Law Examination

2026-03-30
S63 Uniform Securities Agent State Law Examination

2013-10-30

Other Names

Qui P Dao
Qui Dao

View on SEC IAPD

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