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Jake William Huff

Ubs Financial Services Inc.

Great Neck, NY

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-29
DC RA APPROVED 2021-12-15
CO RA APPROVED 2021-10-28
NY RA APPROVED 2021-10-26
FL RA APPROVED 2017-02-07
NJ RA APPROVED 2015-11-25
  • TX RA
    APPROVED_RES
    Since 2023-08-29
  • DC RA
    APPROVED
    Since 2021-12-15
  • CO RA
    APPROVED
    Since 2021-10-28
  • NY RA
    APPROVED
    Since 2021-10-26
  • FL RA
    APPROVED
    Since 2017-02-07
  • NJ RA
    APPROVED
    Since 2015-11-25

Branch Locations

Great Neck, NY • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-24
  • S66 Uniform Combined State Law Examination
    2015-11-24
Other Names
  • Jake Huff

View on SEC IAPD

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