Charles Edwin Pieper

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-20

CA RA
APPROVED

Since 2025-12-20

Branch Locations

San Diego, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mill	SC	01/2024	Present
Accenture	Chicago	IL	04/2016	10/2019
Swidia	Chicago	IL	10/2019	04/2020
Self-Employed	Chicago	IL	03/2020	11/2020
Red Chalk Group	Chicago	IL	12/2020	04/2021
Self Employed	Chicago	IL	05/2021	12/2023

01/2024 → Present

Lpl Financial Llc

Fort Mill, SC
04/2016 → 10/2019

Accenture

Chicago, IL
10/2019 → 04/2020

Swidia

Chicago, IL
03/2020 → 11/2020

Self-Employed

Chicago, IL
12/2020 → 04/2021

Red Chalk Group

Chicago, IL
05/2021 → 12/2023

Self Employed

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-19

S66 Uniform Combined State Law Examination

2025-12-19

Other Names

Charles Edwin Preper

View on SEC IAPD

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