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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-26
OK RA APPROVED 2017-09-06
  • TX RA
    APPROVED_RES
    Since 2017-09-26
  • OK RA
    APPROVED
    Since 2017-09-06

Branch Locations

2431 E. 61St Street Suite 260, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tulsa OK 05/2013 09/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2017
Raymond James & Associates, Inc Tulsa OK 08/2017 Present
Previous Registrations
Other Businesses

1. GOOD STEWARD ACCOUNTING Address: Tulsa, OK Nature of the Business: Business Owner Position/Title: Proprietor/Owner Investment Related:Yes Start Date: 01/16/2018 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 0 Description of duties: Bookkeeping for my church. 2. Name of Business: Southern Parkes Estates Homeowners Association Address: Tulsa, OK, 74137, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: No Start Date: 06/10/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Direct Board and shareholder meetings 3. Name of Business: Yale Avenue Christian Church Address: Tulsa, OK, 74135, United States Activity Type: Religious Position/Title: Other Investment Related: No Start Date: 06/10/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1 of 6 trustees elected by congregation. Handle all legal maters relating to the church at its property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-26
  • S66 Uniform Combined State Law Examination
    2013-07-26

View on SEC IAPD

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