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Carlos Missraim Salas

Wells Fargo Clearing Services, LLC

Goodyear, AZ

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-08-04
TX RA APPROVED 2022-07-26
  • AZ RA
    APPROVED
    Since 2022-08-04
  • TX RA
    APPROVED
    Since 2022-07-26

Branch Locations

1050 N Estrella Pkwy, Goodyear, AZ 85338 • United States

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Goodyear AZ 02/2010 Present
Wells Fargo Advisors Llc Goodyear AZ 05/2013 11/2016
Wells Fargo Clearing Services, Llc Goodyear AZ 11/2016 Present
  • 02/2010 → Present
    Wells Fargo Bank Na
    Goodyear, AZ
  • 05/2013 → 11/2016
    Wells Fargo Advisors Llc
    Goodyear, AZ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Goodyear, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-26
S63 Uniform Securities Agent State Law Examination 2013-08-14
  • S66 Uniform Combined State Law Examination
    2022-07-26
  • S63 Uniform Securities Agent State Law Examination
    2013-08-14
Other Names
  • Carlos M Salas

View on SEC IAPD

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