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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-22
CA RA APPROVED 2016-11-15
  • TX RA
    APPROVED_RES
    Since 2016-11-22
  • CA RA
    APPROVED
    Since 2016-11-15

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Los Angeles CA 05/2014 10/2016
Deutsche Bank National Trust Company Los Angeles CA 04/2014 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 11/2016 Present
Bank Of America, N.A. Beverly Hills CA 11/2016 Present
  • 05/2014 → 10/2016
    Deutsche Bank Securities Inc
    Los Angeles, CA
  • 04/2014 → 10/2016
    Deutsche Bank National Trust Company
    Los Angeles, CA
  • 11/2016 → Present
    Beverly Hills, CA
  • 11/2016 → Present
    Bank Of America, N.A.
    Beverly Hills, CA
Previous Registrations
  • 2006-06-12 → 2014-04-01
    Comerica Securities
    Los Angeles, CA
    Beverly Hills, CA
Other Businesses

I*452237 Entity Type: Entity Charitable Name of OBA: Excelensia Charter Academy Address: Los Angeles, California, 90023 Investment Related: No Position, Title, Association: Director Employee Start Date: 06/03/2019 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Excelensia Charter Academy is a newly formed elementary charter school in East Los Angeles that is designed to serve the underprivileged local community and provide families with an alternative to their underperforming public school alternatives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-09
  • S66 Uniform Combined State Law Examination
    2006-06-09
Other Names
  • Matthew Coombe

View on SEC IAPD

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