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200 Applebee St Suite 208, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-12-05 |
| IL | RA | APPROVED | 2016-04-15 |
Branch Locations
1017 W. Washington, Suite 3H, Chicago, IL 60607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Barrington | IL | 07/2013 | Present |
| Sequoia Wealth Management | Chicago | IL | 04/2016 | Present |
| Jmc Wealth Management, Inc. | Chicago | IL | 04/2016 | 09/2017 |
1. 6/27/2019 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Sequoia Wealth Management, an independent investment advisor firm. I started this business activity in 4/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/23/2019 - 160 Hours Per Month During Securities Trading. 3. 09/23/2019 - Sequoia Financial Planning - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/19/2019 - 40 hrs/mo - 40 hrs during trading. 4. 8/11/2021 - No Business Name - At Reported Business Location(s) - Other-Notary of the State of IL - Start Date: 09/03/2020 - 1 Hour Per Month/1 Hour During Securities Trading - Notary Public.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-18 |
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