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Current Employers
Sequoia Wealth Management, Llc

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-12-05
IL RA APPROVED 2016-04-15
  • LA RA
    APPROVED
    Since 2016-12-05
  • IL RA
    APPROVED
    Since 2016-04-15

Branch Locations

1017 W. Washington, Suite 3H, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Barrington IL 07/2013 Present
Sequoia Wealth Management Chicago IL 04/2016 Present
Jmc Wealth Management, Inc. Chicago IL 04/2016 09/2017
  • 07/2013 → Present
    Lpl Financial Llc
    Barrington, IL
  • 04/2016 → Present
    Sequoia Wealth Management
    Chicago, IL
  • 04/2016 → 09/2017
    Jmc Wealth Management, Inc.
    Chicago, IL
Previous Registrations
  • 2017-01-05 → 2017-10-10
    Chicago, IL
Other Businesses

1. 6/27/2019 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Sequoia Wealth Management, an independent investment advisor firm. I started this business activity in 4/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/23/2019 - 160 Hours Per Month During Securities Trading. 3. 09/23/2019 - Sequoia Financial Planning - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/19/2019 - 40 hrs/mo - 40 hrs during trading. 4. 8/11/2021 - No Business Name - At Reported Business Location(s) - Other-Notary of the State of IL - Start Date: 09/03/2020 - 1 Hour Per Month/1 Hour During Securities Trading - Notary Public.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-18
  • S66 Uniform Combined State Law Examination
    2013-09-18
Designations

View on SEC IAPD

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