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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-12
NE RA APPROVED 2014-04-22
  • TX RA
    APPROVED_RES
    Since 2016-10-12
  • NE RA
    APPROVED
    Since 2014-04-22

Branch Locations

100 N 8Th Street, Suite 150 Pob 21797 Lincoln, Ne 68542, Lincoln, NE 68508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Lincoln NE 10/2013 Present
Other Businesses

1. Kappa Foundation; PO Box 5839, Lincoln, NE 68505-0839; Foundation to support the educational endeavors of the Kappa Chapter of Alpha Gamma Rho fraternity at the Univ. of Nebraska; Treasurer; Handling financial affairs of the Foundation including budgeting and managing income and expenses; 10/01/2013; 5hrs/mth; During Securities Trading Hours; Not Investment-Related. 2. Lincoln Alumni Chapter of Alpha Gamma Rho; PO Box 5839, Lincoln, NE 68505-0839; Board Member & Treasurer - Writing checks, reconciling statements, drafting budget.; 10/01/2013; 4.00 Hour(s) Per Month - not during securities trading hours; Not investment-related. 3. Nebraska Secretary of State; 8555 Executive Woods Dr, Ste 300 Lincoln NE 68512; Notary; Notarizing documents; 04/12/2023; 1.00hr/year; During securities trading hours; Not Investment-related. 4. Nebraska Human Resources Research Foundation; 143 Filley Hall, Lincoln, NE 68583; Supports NHRI mentoring program.; Treasurer; Budget planning and preparing financial reports.; 07/01/2024; 2 hrs/month; Not during securities trading hours; Not Investment-related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-24
  • S66 Uniform Combined State Law Examination
    2014-03-24
Designations

View on SEC IAPD

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