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Neil Garvey Condon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-23
NY RA APPROVED 2021-04-19
TX RA APPROVED 2019-07-18
CT RA APPROVED 2018-09-04
  • NJ RA
    APPROVED
    Since 2025-05-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2019-07-18
  • CT RA
    APPROVED
    Since 2018-09-04

Branch Locations

1 Park Pl Investment Solutions Group, Annapolis, MD 21401 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-31
S63 Uniform Securities Agent State Law Examination 2014-05-23
  • S65 Uniform Investment Adviser Law Examination
    2018-08-31
  • S63 Uniform Securities Agent State Law Examination
    2014-05-23
Other Names
  • Neil G Condon

View on SEC IAPD

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