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Nicholas A. Ramstetter

Hightower Advisors, LLC

Chicago, IL

Westport, CT

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-12
  • CT RA
    APPROVED
    Since 2025-11-12

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

10 Wright Street First Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank New York NY 09/2016 04/2017
Unemployed Cincinnati OH 04/2017 07/2019
Pricewaterhousecoopers Cincinnati OH 07/2019 07/2021
Fidelity Investments Covington KY 10/2021 10/2025
Fidelity Investments Boston MA 03/2025 10/2025
Hightower Advisors, Llc Westport CT 10/2025 Present
  • 09/2016 → 04/2017
    Citizens Bank
    New York, NY
  • 04/2017 → 07/2019
    Unemployed
    Cincinnati, OH
  • 07/2019 → 07/2021
    Pricewaterhousecoopers
    Cincinnati, OH
  • 10/2021 → 10/2025
    Fidelity Investments
    Covington, KY
  • 03/2025 → 10/2025
    Fidelity Investments
    Boston, MA
  • 10/2025 → Present
    Hightower Advisors, Llc
    Westport, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-26
S63 Uniform Securities Agent State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2023-07-26
  • S63 Uniform Securities Agent State Law Examination
    2022-02-22
Other Names
  • Nicholas Ramstetter
  • Nicholas Alexander Ramstetter
  • Nicholas A. Ramstetter

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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