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Brett Temple Stephens

Edelman Financial Engines

Knoxville, TN

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-06
TN RA APPROVED 2016-11-30
  • TX RA
    APPROVED
    Since 2020-01-06
  • TN RA
    APPROVED
    Since 2016-11-30

Branch Locations

1111 North Northshore Dr Suite S-200, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Knoxville Llc Knoxville TN 06/2009 10/2016
Financial Engines Advisor Center, Llc Knoxville TN 10/2016 11/2016
Financial Engines Advisors L.L.C. Knoxville TN 11/2016 Present
  • 06/2009 → 10/2016
    Tmfs Knoxville Llc
    Knoxville, TN
  • 10/2016 → 11/2016
    Financial Engines Advisor Center, Llc
    Knoxville, TN
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Knoxville, TN
Previous Registrations
  • 2016-10-13 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Knoxville, TN
    Overland Park, KS
  • 2009-06-17 → 2016-11-02
    The Mutual Fund Store
    Knoxville, TN
  • 2008-05-16 → 2009-06-17
    The Mutual Fund Store
    Knoxville, TN
  • 2007-05-17 → 2008-05-13
    Valic Financial Advisors, Inc.
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-15
S63 Uniform Securities Agent State Law Examination 2006-06-30
  • S65 Uniform Investment Adviser Law Examination
    2007-05-15
  • S63 Uniform Securities Agent State Law Examination
    2006-06-30
Designations

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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