Brittany Ann Nam

Ubs Financial Services Inc.

Beverly Hills, CA

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-10
CA	RA	APPROVED	2017-10-04
GA	RA	APPROVED	2013-10-30

TX RA
APPROVED_RES

Since 2021-09-10
CA RA
APPROVED

Since 2017-10-04
GA RA
APPROVED

Since 2013-10-30

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Atlanta	GA	06/2013	Present

06/2013 → Present

Ubs Financial Services Inc

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-29

S66 Uniform Combined State Law Examination

2013-10-29

Other Names

Brittany Ann Byrd

View on SEC IAPD

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