Austin Michael Brown

Current Employers

Employment History

• 03/2016 → Present
  Lpl Financial, Llc
  Sacramento, CA
• 05/2016 → 06/2026
  Mariner Independent Advisor Network, Llc
  Sacramento, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2017-10-25 → 2026-06-26
  Mariner Advisor Network
  Sacramento, CA
  Montgomery, TX

Other Businesses

1. 11/15/2017 - Brown Financial Services Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/1/2004 - 40 Hours Per Month/ 40 Hours During Securities Trading 2. 12/23/2021 - Brown Financial Services Group of Texas, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2022 - 160 Hours Per Month/6 Hours During Securities Trading. 3. 2/8/2023 - Brown Financial Services Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2014 - 180 Hours Per Month/7 Hours During Securities Trading 4. 06/29/2026 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160] hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-07