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Anna Wuzhen

Citigroup Global Markets Inc.

San Francisco, CA

San Francisco, CA

Millbrae, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-15
  • CA RA
    APPROVED
    Since 2025-02-15

Branch Locations

Cwm Retail, Sales 2400 19Th Ave, San Francisco, CA 94116 • United States

Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States

Cwm Retail, Sales 1000 Broadway, Millbrae, CA 94030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. San Francisco CA 04/2015 03/2019
Hsbc Bank Usa N.A. Cupertino CA 03/2019 09/2019
Hsbc Bank Usa N.A. Millbrea CA 09/2019 03/2022
Ctbc Bank Cupertino CA 03/2022 05/2023
Unemployed San Francisco CA 05/2023 10/2024
Citigroup Millbrae CA 10/2024 Present
  • 04/2015 → 03/2019
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 03/2019 → 09/2019
    Hsbc Bank Usa N.A.
    Cupertino, CA
  • 09/2019 → 03/2022
    Hsbc Bank Usa N.A.
    Millbrea, CA
  • 03/2022 → 05/2023
    Ctbc Bank
    Cupertino, CA
  • 05/2023 → 10/2024
    Unemployed
    San Francisco, CA
  • 10/2024 → Present
    Citigroup
    Millbrae, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-14
S63 Uniform Securities Agent State Law Examination 2024-10-26
  • S65 Uniform Investment Adviser Law Examination
    2025-02-14
  • S63 Uniform Securities Agent State Law Examination
    2024-10-26
Other Names
  • Anna Wu-Zhen

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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