Best Investors Account Sign in

Charles R Hall

Sofi Wealth LLC

San Francisco, CA

Jacksonville, FL

Claim This Profile
Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-27
  • FL RA
    APPROVED
    Since 2021-04-27

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

5335 Gate Parkway Suite 500, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 05/2015 04/2019
Bank Of America, N.A. Jacksonville FL 05/2015 04/2019
Sofi Securities Llc San Fransisco CA 03/2021 Present
Sofi Wealth Llc San Fransisco CA 03/2021 Present
Wells Fargo Bank, Na Jacksonville FL 09/2019 03/2021
N/A Jacksonville FL 05/2019 08/2019
  • 05/2015 → 04/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 05/2015 → 04/2019
    Bank Of America, N.A.
    Jacksonville, FL
  • 03/2021 → Present
    Sofi Securities Llc
    San Fransisco, CA
  • 03/2021 → Present
    Sofi Wealth Llc
    San Fransisco, CA
  • 09/2019 → 03/2021
    Wells Fargo Bank, Na
    Jacksonville, FL
  • 05/2019 → 08/2019
    N/A
    Jacksonville, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-29
S63 Uniform Securities Agent State Law Examination 2015-09-29
  • S66 Uniform Combined State Law Examination
    2017-06-29
  • S63 Uniform Securities Agent State Law Examination
    2015-09-29
Other Names
  • Charles Russell Hall

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor