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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-06-13 |
| TX | RA | APPROVED | 2023-06-13 |
Branch Locations
53 State Street Suite 3600, Boston, MA 02109-1875 • United States
Quincy, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Funds | Boston | MA | 10/2013 | 09/2016 |
| Jpmorgan Chase Bank Na | Boston | MA | 04/2017 | 05/2021 |
| Jpmorgan Securities Llc | Boston | MA | 04/2017 | 05/2021 |
| Unemployed | Duxbury | MA | 09/2016 | 04/2017 |
| First Republic Securities Company, Llc | Boston | MA | 05/2021 | 06/2023 |
| First Republic Investment Management, Inc. | Boston | MA | 05/2021 | 06/2023 |
| Rbc Capital Markets, Llc | Boston | MA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-16 |
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