David Arthur Walker

Current Employers

Lebenthal Global Advisors, Llc

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2017-08-28

CO RA
APPROVED

Since 2017-08-28

Branch Locations

Centennial, CO • United States

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Farmers Insurance Group	Centennial	CO	12/2012	04/2017
Farmers Financial Solutions	Centennial	CO	06/2013	04/2017
Lebenthal Financial Services, Inc.	Centennial	CO	04/2017	12/2024
Lebenthal Global Advisors, Llc	Centennial	CO	08/2017	Present

12/2012 → 04/2017

Farmers Insurance Group

Centennial, CO
06/2013 → 04/2017

Farmers Financial Solutions

Centennial, CO
04/2017 → 12/2024

Lebenthal Financial Services, Inc.

Centennial, CO
08/2017 → Present

Lebenthal Global Advisors, Llc

Centennial, CO

Other Businesses

(1) Walker Wealth strategies is an independent LLC that is affiliated with various insurance agencies for the purpose of offering Life, Health Insurance and fixed Annuities. The primary Insurance affiliate is FMO Financial Independence group. FMO also assists in Marketing and conducting seminars. About 50% of the day is dedicated to this business. (2) LHH, Inc. (aka Lee, Hecht, Harrison) not investment-related; 4600 S. Syracuse St., Denver, CO 80237. Part-time Career Consultant/Coach. Start date: April 15, 2023; Approximately 25-30% of my time is devoted to this business. I research activities, such as resume, interviewing, networking.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-14

S65 Uniform Investment Adviser Law Examination

2017-04-14