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Inactive

Sandra Amirtha

Mesirow Financial Investment Management, Inc.

Chicago, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-13
  • IL RA
    APPROVED
    Since 2025-03-13

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. Chicago IL 04/2014 10/2016
Northern Trust Bank Chicago IL 12/2016 06/2018
Northern Trust Securities, Inc. Chicago IL 12/2016 06/2018
Ep Wealth Advisors Torrance CA 06/2021 09/2023
Mesirow Financial Chicago IL 09/2023 Present
Self Employed Los Angeles CA 06/2018 06/2021
  • 04/2014 → 10/2016
    Goldman, Sachs & Co.
    Chicago, IL
  • 12/2016 → 06/2018
    Northern Trust Bank
    Chicago, IL
  • 12/2016 → 06/2018
    Northern Trust Securities, Inc.
    Chicago, IL
  • 06/2021 → 09/2023
    Ep Wealth Advisors
    Torrance, CA
  • 09/2023 → Present
    Mesirow Financial
    Chicago, IL
  • 06/2018 → 06/2021
    Self Employed
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-12
  • S66 Uniform Combined State Law Examination
    2025-03-12
Other Names
  • Sandra Rivera

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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