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Andrew M Rigazio

Charles Schwab & Co., Inc.

New York City, NY

Manhasset, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-07
NY RA APPROVED 2022-01-26
  • TX RA
    APPROVED_RES
    Since 2023-08-07
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

1300 Avenue Of The Americas, New York City, NY 10019 • United States

1900 Northern Blvd Suite E, Manhasset, NY 11030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Manhasset NY 09/2014 07/2024
Charles Schwab & Co., Inc. Manhasset NY 01/2022 Present
Td Ameritrade Investment Management, Llc Manhasset NY 09/2014 09/2023
Charles Schwab Bank, Ssb Manhasset NY 07/2022 Present
  • 09/2014 → 07/2024
    Td Ameritrade, Inc.
    Manhasset, NY
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Manhasset, NY
  • 09/2014 → 09/2023
    Td Ameritrade Investment Management, Llc
    Manhasset, NY
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Manhasset, NY
Previous Registrations
  • 2014-09-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Great Neck, NY
    Smithtown, NY
    Manhasset, NY
  • 2014-09-22 → 2022-10-14
    Td Ameritrade, Inc.
    Lake Grove, NY
    Manhasset, NY
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-16
S63 Uniform Securities Agent State Law Examination 2014-08-05
  • S65 Uniform Investment Adviser Law Examination
    2014-08-16
  • S63 Uniform Securities Agent State Law Examination
    2014-08-05

View on SEC IAPD

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