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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-17 |
Branch Locations
29 S Main St Ste 201, West Hartford, CT 06107-2454 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicholas T Stamboulis | West Hartford | CT | 11/2014 | 11/2019 |
| Johnson Burnetti | Wethersfield | CT | 12/2019 | 01/2020 |
| Sullivan Financial | S Glastonbury | CT | 02/2020 | 07/2020 |
| The Prudential Insurance Company Of America | Hartford | CT | 08/2020 | 04/2022 |
| Northwestern Mutual Investment Services Llc | West Hartford | CT | 11/2014 | 11/2019 |
| Prudential Investment Management Services Llc | Hartford | CT | 08/2020 | 04/2022 |
| Empower Financial Services Inc | Hartford | CT | 04/2022 | 06/2026 |
| Empower Advisory Group Llc | Hartford | CT | 04/2025 | 06/2026 |
| Gwfs Equities Llc | Hartford | CT | 04/2022 | 06/2026 |
| Ni Design | Farmington | CT | 11/2016 | 11/2017 |
| Nicholas Stamboulis | Simsbury | CT | 05/2026 | Present |
| Northwestern Mutual Investment Services Llc | Simsbury | CT | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-21 |
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