Karl Christopher Herren

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-11
FL	RA	APPROVED	2018-08-02
WA	RA	APPROVED	2018-08-01

TX RA
APPROVED_RES

Since 2019-04-11
FL RA
APPROVED

Since 2018-08-02
WA RA
APPROVED

Since 2018-08-01

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
All Sports Elite Llc	Auburn	WA	07/2009	Present
D.A. Davidson & Co.	Seattle	WA	08/2014	08/2018
Robert W Baird & Co., Incorporated	Seattle	WA	08/2018	Present

07/2009 → Present

All Sports Elite Llc

Auburn, WA
08/2014 → 08/2018

D.A. Davidson & Co.

Seattle, WA
08/2018 → Present

Robert W Baird & Co., Incorporated

Seattle, WA

Previous Registrations

2014-09-10 → 2018-08-02

D.A. Davidson & Co.

Seattle, WA

Other Businesses

1) CITY BASEBALL CLUB; NON-INVESTMENT RELATED; 1111 ELLIOTT AVE. WEST, SEATTLE, WA; BASEBALL CLUB; BEGINNING 4/2014; BASEBALL COACH; 10 HR/MO DEVOTED TO THIS ACTIVITY; NO TIME DEVOTED TO THIS ACTIVITY DURING MARKET TRADING HOURS; COACH YOUTH BASEBALL. 2) ALL SPORTS ELITE; NON-INVESTMENT RELATED; 2302 56th St SE; AUBURN, WA 98092; Role: OWNER; Hours: Currently devoting 10 hrs / month coaching. None during market hours Type: Business Responsibilities: Coaching youth Baseball

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-09

S66 Uniform Combined State Law Examination

2014-09-09

Other Names

Kc Herren

View on SEC IAPD