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Amy J Rockom

Kane Investment Management, Inc.

Los Gatos, CA

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Current Employers
Kane Investment Management, Inc.

15466 Los Gatos Blvd. Suite 213, Los Gatos, CA 95032 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-06-21
  • CA RA
    APPROVED
    Since 2013-06-21

Branch Locations

15466 Los Gatos Blvd #213, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kane Investment Mgmt, Inc Los Gatos CA 05/2011 Present
  • 05/2011 → Present
    Kane Investment Mgmt, Inc
    Los Gatos, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-21
  • S65 Uniform Investment Adviser Law Examination
    2013-06-21
Other Names
  • Amy Rockom

View on SEC IAPD

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