David Bryan Schram

Current Employers

Elements 5 Investment Management

Bridgewater, NJ • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-07-10

NJ RA
APPROVED

Since 2013-07-10

Branch Locations

Bridgewater, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Elements 5 Investment Management, Llc	Bridgewater	NJ	04/2013	Present
Axiom Global, Inc.	New York	NY	07/2012	Present

04/2013 → Present

Elements 5 Investment Management, Llc

Bridgewater, NJ
07/2012 → Present

Axiom Global, Inc.

New York, NY

Other Businesses

I AM AN ATTORNEY EMPLOYED BY AXIOM GLOBAL, INC. WHICH PLACES ATTORNEYS AT COMPANIES FOR LIMITED ENGAGEMENTS. MY CURRENT ENGAGEMENT, SINCE JULY 2012, IS PART-TIME AT A BIO-TECHNOLOGY COMPANY WHERE I PROVIDE LEGAL COUNSEL ON ISSUES RELATING TO CLINICAL OPERATIONS AND MANUFACTURING. MY DUTIES INCLUDE REVIEWING DOCUMENTS, CONTRACTS AND PROVIDING LEGAL ADVICE. I DEVOTE LESS THAN 40 HRS PER MONTH (LESS THAN 10 HRS/WK) ON A FLEXIBLE SCHEDULE, WHICH CAN BE DURING TRADING HOURS FOR SECURITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-20

S65 Uniform Investment Adviser Law Examination

2013-03-20