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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-14
CA RA APPROVED 2025-10-06
  • TX RA
    APPROVED
    Since 2025-10-14
  • CA RA
    APPROVED
    Since 2025-10-06

Branch Locations

12100 Wilshire Blvd 925 9Th Fl , Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westlake Village CA 11/2015 12/2022
Wells Fargo Clering Services, Llc Los Angeles CA 12/2022 10/2025
Wells Fargo Advisors Financial Network, Llc Los Angeles CA 10/2025 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR AUNT; INV. RELATED; WESTLAKE VILLAGE, CA; START DATE 5/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-19
  • S66 Uniform Combined State Law Examination
    2010-11-19
Other Names
  • Christine Lara Kelly

View on SEC IAPD

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