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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2026-02-09 |
| OH | RA | APPROVED | 2026-01-22 |
Branch Locations
627 Buttermilk Pike, Crescent Springs, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Florence | KY | 07/2011 | 03/2017 |
| Fifth Third Securities | Florence | KY | 01/2014 | 03/2017 |
| The Huntington National Bank | Burlington | KY | 03/2017 | 12/2018 |
| The Huntington Investment Company | Columubs | OH | 03/2017 | 12/2018 |
| Fifth Third Securities | Florence | KY | 01/2019 | 01/2021 |
| Fifth Third Bank | Florence | KY | 01/2019 | 01/2021 |
| Lpl Financial Llc | Lakeside Park | KY | 02/2022 | 01/2023 |
| Heartland Bank | Lakeside Park | KY | 01/2021 | 06/2022 |
| Unemployed | Hebron | KY | 01/2023 | 01/2025 |
| Fidelity Investments | Covington | KY | 01/2025 | 11/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 12/2025 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-11 |
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