Best Investors
Account
Sign in
Best Investors
Account
Sign in
51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-04-05 |
Branch Locations
51 Madison Avenue, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason Investor Services Llc | Stamford | CT | 12/2014 | 03/2018 |
| Legg Mason & Co. | Stamford | CT | 12/2014 | 03/2018 |
| Morgan Stanley Smith Barney Llc | Washington | DC | 06/2019 | 03/2024 |
| Unemployed | Arlington | VA | 04/2018 | 06/2019 |
| New York Life Investments | Potomac | MD | 03/2024 | Present |
Barnacle 10280 LLC; 362 Severn Road Annapolis, MD 21401; rental property; 5 hours per month not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-28 |
Reach out to this advisor