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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-08-07 |
Branch Locations
3401 Mallory Lane Suite 220, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | Franklin | TN | 05/2013 | 03/2018 |
| Nylife Securities Llc | Franklin | TN | 08/2013 | 03/2018 |
| Massachusetts Mutual Life Insurance Company | Franklin | TN | 03/2018 | Present |
| Mml Investors Services, Llc | Franklin | TN | 03/2018 | Present |
1) Name: Michael Prokop Inv rel: Y Add: 3440 Clegg Dr Spring Hill TN 37174 Nature: Simple Rental Property Position: owner Start date: 07/01/2015 No. HR/MO: 5 No. HR/MO during sec trading: 0 2) NAME: TAK- Tennessee Alliance 4 kids INV REL: Y ADD: 136 Frierson St, Brentwood TN NATURE: 501c# that assists in foster care POSITION: Treasurer START DATE: 06/01/2024 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Making sure finances are in order and within budget allocation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-09 |
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