Scott Barrett Hoxie

Cetera Investment Advisers LLC

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Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-05-30
TX	RA	APPROVED_RES	2022-11-03
CA	RA	APPROVED	2020-11-12

NV RA
APPROVED

Since 2025-05-30
TX RA
APPROVED_RES

Since 2022-11-03
CA RA
APPROVED

Since 2020-11-12

Branch Locations

Reno, NV • United States

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

Oceanside, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities Inc.	San Diego	CA	10/2013	09/2022
First Allied Advisory Services, Inc.	Chesterfield	MO	11/2013	11/2020
Cetera Advisors Llc	Denver	CO	10/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present

10/2013 → 09/2022

First Allied Securities Inc.

San Diego, CA
11/2013 → 11/2020

First Allied Advisory Services, Inc.

Chesterfield, MO
10/2013 → Present

Cetera Advisors Llc

Denver, CO
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2013-11-06 → 2020-11-12

First Allied Advisory Services, Inc.

San Diego, CA
2008-03-24 → 2013-11-12

Lpl Financial Llc

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-22

S66 Uniform Combined State Law Examination

2008-03-22

View on SEC IAPD

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