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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-11-22
  • OH RA
    APPROVED
    Since 2016-11-22

Branch Locations

25101 Chagrin Boulevard Ste 170, Beachwood, OH 44122 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Mt Pleasant MI 09/2011 09/2016
Bankers Life Securities, Inc. Beachwood OH 05/2016 Present
Bankers Life And Casualty Beachwood OH 09/2016 Present
Bankers Life Advisory Services Beachwood OH 11/2016 Present
  • 09/2011 → 09/2016
    Bankers Life & Casualty
    Mt Pleasant, MI
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Beachwood, OH
  • 09/2016 → Present
    Bankers Life And Casualty
    Beachwood, OH
  • 11/2016 → Present
    Bankers Life Advisory Services
    Beachwood, OH
Previous Registrations
  • 2013-07-01 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Mt Pleasant, MI
    Birmingham, AL
    Mount Pleasant, MI
    Birmingham, AL
Other Businesses

BANKERS LIFE POSITION: Branch Sales Manager NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2016 ADDRESS: 25101 Chagrin Blvd., #170, Beachwood OH 44122, United States DESCRIPTION: Manage all aspects of operations for Bankers Life in the Cleveland North and Akron Ohio offices. ETS CONSULTING POSITION: President/CEO NATURE: This is my personal corporation to handle my 1099 activities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2019 ADDRESS: 34565 Seminole Way, Solon OH 44139, United States DESCRIPTION: This is the company that I incorporated my 1099 business activities through BLC/BLS/BLAS into. Additionally ETS consulting is renting an RV through RV share. HERITAGE ESTATES HOA POSITION: Board Member NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2023 ADDRESS: Heritage Estates, Seminole Way, Solon OH 44139, United States DESCRIPTION: As described. I am to help with activities of managing the HOA including selecting a landscaper and ensuring our signage is accurate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-06
  • S66 Uniform Combined State Law Examination
    2013-06-06
Designations
Other Names
  • Mark Timothy Mallia

View on SEC IAPD

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