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Andrew Thomas Barnes

Traction Financial Partners

Encampment, WY

Littleton, CO

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Current Employers
Traction Financial Partners

168 County Road 648, Encampment, WY 82325-1028 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
TX RA APPROVED 2024-09-27
  • CO RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-09-27

Branch Locations

168 County Road 648, Encampment, WY 82325-1028 • United States

8321 S. Sangre De Cristo Road Suite 102, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services. Inc. Greenwood Village CO 06/2014 09/2020
Mj Smith And Associates Greenwood Village CO 05/2014 09/2020
Mercer Global Advisors Inc. Greenwood Village CO 07/2020 01/2022
Lion Street Financial Greenwood Village CO 02/2021 01/2022
Traction Financial Partners Littleton CO 02/2022 Present
  • 06/2014 → 09/2020
    Raymond James Financial Services. Inc.
    Greenwood Village, CO
  • 05/2014 → 09/2020
    Mj Smith And Associates
    Greenwood Village, CO
  • 07/2020 → 01/2022
    Mercer Global Advisors Inc.
    Greenwood Village, CO
  • 02/2021 → 01/2022
    Lion Street Financial
    Greenwood Village, CO
  • 02/2022 → Present
    Traction Financial Partners
    Littleton, CO
Previous Registrations
  • 2020-07-29 → 2022-02-02
    Mercer Global Advisors Inc.
    Greenwood Village, CO
  • 2017-11-01 → 2021-03-29
    M. J. Smith And Associates
    Greenwood Village, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-06-20
  • S63 Uniform Securities Agent State Law Examination
    2013-06-20
Designations
Other Names
  • Drew Thomas Barnes
  • Andrew T Barnes
  • Andrew Thomas Barnes
  • Drew Barnes
  • Andrew Thomas Barnes
  • Andrew Barnes

View on SEC IAPD

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