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Julia E Peoples

Morgan Stanley

West Des Moines, IA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-10
IA RA APPROVED 2023-12-21
  • TX RA
    APPROVED
    Since 2024-01-10
  • IA RA
    APPROVED
    Since 2023-12-21

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverview Financial Group P.C. Keosauqua IA 09/2012 05/2023
Avantax Investment Services, Inc. Keosauqua IA 04/2013 05/2023
Tj Maxx West Des Moines IA 11/2022 06/2023
Morgan Stanley West Des Moines IA 07/2023 Present
  • 09/2012 → 05/2023
    Riverview Financial Group P.C.
    Keosauqua, IA
  • 04/2013 → 05/2023
    Avantax Investment Services, Inc.
    Keosauqua, IA
  • 11/2022 → 06/2023
    Tj Maxx
    West Des Moines, IA
  • 07/2023 → Present
    Morgan Stanley
    West Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-20
S66 Uniform Combined State Law Examination 2014-05-22
  • S65 Uniform Investment Adviser Law Examination
    2023-12-20
  • S66 Uniform Combined State Law Examination
    2014-05-22
Other Names
  • Julia Towne
  • Julia Elise Whitaker
  • Julia E Whitaker

View on SEC IAPD

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