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David Thomas Hines

Charles Schwab & Co., Inc.

San Francisco, CA

San Francisco, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
CA RA APPROVED 2016-03-07
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • CA RA
    APPROVED
    Since 2016-03-07

Branch Locations

106 West Portal Ave, San Francisco, CA 94127-1306 • United States

3478 California St Suite 100, San Francisco, CA 94118-1837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc San Francisco CA 11/2014 Present
Charles Schwab Bank, Ssb San Francisco CA 03/2016 Present
  • 11/2014 → Present
    Charles Schwab & Co., Inc
    San Francisco, CA
  • 03/2016 → Present
    Charles Schwab Bank, Ssb
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-29
S63 Uniform Securities Agent State Law Examination 2013-07-19
  • S66 Uniform Combined State Law Examination
    2015-12-29
  • S63 Uniform Securities Agent State Law Examination
    2013-07-19
Designations
Other Names
  • David Hines

View on SEC IAPD

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