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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-07-16 |
| VA | RA | APPROVED | 2026-07-02 |
| NY | RA | APPROVED | 2026-02-24 |
Branch Locations
7955 Metropolitan Avenue, Middle Village, NY 11379 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Melville | NY | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 11/2016 | 01/2021 |
| Unemployed | Woodside | NY | 01/2021 | 07/2021 |
| Santander Bank, Na | Boston | MA | 07/2021 | 09/2023 |
| Santander Securities, Llc | Dorchester | MA | 07/2021 | 04/2023 |
| Santander Securities, Llc | Dorchester | MA | 04/2023 | 09/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Forest Hills | NY | 01/2024 | 08/2025 |
| Unemployed | Brooklyn | NY | 09/2023 | 01/2024 |
| Bank Of America N.A. | Forest Hills | NY | 02/2024 | 08/2025 |
| Td Bank N.A. | New York City | NY | 02/2026 | Present |
| Unemployed | New York City | NY | 09/2025 | 01/2026 |
| Td Private Client Wealth Llc | New York | NY | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-06 |
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