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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Saratoga Springs | NY | 06/2011 | 03/2020 |
| Rockefeller Financial Llc | Saratoga Springs | NY | 03/2020 | 05/2025 |
| Rock & Co Llc | Saratoga Springs | NY | 03/2020 | 12/2022 |
| Avestar Capital, Llc | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-30 |
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