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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Torrison Pools And Spas | Scott Depot | WV | 01/2015 | 04/2017 |
| Poca Valley Financial | Sissonville | WV | 08/2011 | Present |
| Investment Centers Of America, Inc. | Winfield | WV | 06/2017 | 11/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2017 | Present |
| Cetera Investment Advisers Llc | Winfield | WV | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-03 |
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