Kenneth Shotsberger

Current Employers

Victory Financial

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2024-06-02

IL RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2024-06-02

Branch Locations

Park Ridge, IL • United States

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Allstate Insurance Co	Addison	IL	07/2014	08/2017
Axa Advisors, Llc	New York	NY	08/2017	06/2020
Equitable Advisors, Llc	New York	NY	08/2017	04/2024
Victory Financial Group	Austin	TX	05/2024	Present

07/2014 → 08/2017

Allstate Insurance Co

Addison, IL
08/2017 → 06/2020

Axa Advisors, Llc

New York, NY
08/2017 → 04/2024

Equitable Advisors, Llc

New York, NY
05/2024 → Present

Victory Financial Group

Austin, TX

Previous Registrations

2017-09-13 → 2024-04-29

Equitable Advisors, Llc

Honolulu, HI

Deerfield, IL

Oak Brook, IL

Other Businesses

GREENBUILD CAPITAL, LLC, MINORITY PARTNER, SILENT PARTNER AND INVESTOR IN A REAL ESTATE PROPERTY, START 06.2021, I HR PER MO., 15,000 COMP PER YR.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-21
S63	Uniform Securities Agent State Law Examination	2013-08-30

S66 Uniform Combined State Law Examination

2017-06-21
S63 Uniform Securities Agent State Law Examination

2013-08-30

Other Names

Ken Shotsberger
Kenneth Thomas Shotsberger

View on SEC IAPD