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10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-17 |
| NJ | RA | APPROVED | 2015-08-05 |
Branch Locations
Williamstown, NJ • United States
10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pine Valley Investments | Williamstown | NJ | 07/2015 | Present |
| Michael Modica | Turnersville | NJ | 06/2012 | Present |
PV Capital LLC / Investment-related / 10 E Stow Rd, Suite 200, Marlton, NJ 08053 / PV Capital LLC is the General Partner and Manager of the PV Opportunity Fund Series I / Managing Member / As a managing member, Mr. Modica is responsible for investment due diligence and high-level portfolio management. His involvement averages 5-10 hours per week. His duties include being directly involved in fund operations including overseeing the fund administrator and coordinating with independent auditors to ensure financial accuracy and regulatory compliance. Pine Valley Planning LLC / Investment-related / 10 E Stow Rd, Suite 200, Marlton, NJ 08053 / Pine Valley Planning LLC is an agency which offers insurance solutions (Life DI and LTC) as part of comprehensive financial planning / As a Partner, Mr. Modica provides strategic oversight and risk management consulting with his involvement is limited to approximately 5 hours per week primarily focused on high-level management and client strategy. Magerian Fund GP / Investment-related / Magerian Fund GP is the General Partner and Manager of the Magarian Fund LP / Managing Member / As a managing member, Mr. Modica is responsible for the fund's operational and fiduciary governance specifically overseeing the fund administrator and coordinating the annual independent audit. His involvement averages 5-10 hours per week. His duties include managing internal controls and partnership administration distinct from primary portfolio management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-23 |
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