Alan B Woller

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-06-24

NJ RA
APPROVED

Since 2016-06-24

Branch Locations

Monroe Township, NJ • United States

302 Carnegie Center Suite 101, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Princeton	NJ	06/2016	Present

06/2016 → Present

Oppenheimer & Co. Inc.

Princeton, NJ

Previous Registrations

2014-01-24 → 2016-04-21

Morgan Stanley

Morristown, NJ

Other Businesses

THIS IS A NETWORKING GROUP THAT MEETS ONCE A MONTH FOR 2 HOURS. THE GROUP MEETS THE 2ND THURS OF EACH MONTH FROM 7:30-9:30. THE ESTATE AT FARRINGTON LAKE, EAST BRUNSWICK, NJ. THE PRIMARY FOCUS OF THE GROUP IS TO FOSTER BUSINESS RELATIONSHIPS TO GIVE & RECEIVE REFERRALS. IT IS NOT FOR INVESTMENT PURPOSES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-06

S66 Uniform Combined State Law Examination

2013-09-06

View on SEC IAPD