Kimbrely Ann Gruidl

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-04-04

CA RA
APPROVED

Since 2018-04-04

Branch Locations

39150 Fremont Blvd Fl 4, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Pleasanton	CA	04/2013	02/2018
Self Employed	Livermore	CA	10/2005	Present
U.S. Bank	Pleasanton	CA	11/2016	02/2018
Fremont Bank	Livermore	CA	02/2018	Present
Lpl Financial Llc	Livermore	CA	04/2018	Present

04/2013 → 02/2018

U.S. Bancorp Investments, Inc.

Pleasanton, CA
10/2005 → Present

Self Employed

Livermore, CA
11/2016 → 02/2018

U.S. Bank

Pleasanton, CA
02/2018 → Present

Fremont Bank

Livermore, CA
04/2018 → Present

Lpl Financial Llc

Livermore, CA

Previous Registrations

2014-04-22 → 2018-01-26

U.S. Bancorp Investments, Inc.

Pleasanton, CA

Livermore, CA

Pleasanton, CA

Other Businesses

1)4/3/18- FB Financial Services, A Division of Fremont Bank / DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)4/3/18- Fremont Bank- Financial Institution Duty/ Wealth Management Private Banker- Inv. Related- at reported business location(s)- 100% 3)4/3/18-Notary Public - Inv. Related- start date 10/2005- Livermore, Ca 4)4/3/18- Real Estate Rental- Owner - Livermore, CA - start dat 3/26/15- 0%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-21
S63	Uniform Securities Agent State Law Examination	2013-07-31

S66 Uniform Combined State Law Examination

2014-04-21
S63 Uniform Securities Agent State Law Examination

2013-07-31

Other Names

Kimbrely Ann Parker

View on SEC IAPD