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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-10-25 |
| TX | RA | APPROVED | 2013-10-23 |
Branch Locations
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
Chandler, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2012 | Present |
| Bank Of America, N.A. | Chandler | AZ | 10/2017 | Present |
I*128776 For profit or not for profit: For-Profit Organization Name of outside business organization: Melissa Ruiz Investment related: N Address of business: Chandler, Arizona 85226 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 12/21/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Making and selling tamales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-22 |
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