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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2013-08-23 |
Branch Locations
701 8Th Street, Monroe, WI 53566 • United States
245 Main St, Darlington, WI 53530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Monroe | WI | 05/2013 | Present |
| Bank Of New Glarus | Monroe | WI | 05/2013 | Present |
1. 05/07/2013 - BNG INVESTMENT SERVICES INC - Investment Related - At Reported Business Location(s) - Time Spent 100%. 2. 6/16/2020 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 06/15/2020 - 20 Hours Per Month/1 Hour During Securities Trading. 3. 12/24/2024- J&T Fitness- Other - Business Owner- Not Investment Related - Brodhead, WI- Start Date 09/02/2024- 40 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-23 |
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