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Cody R Wiseman

Soltis Investment Advisors, LLC

Chandler, AZ

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Current Employers
Soltis Investment Advisors, Llc

20 North Main St Suite 400, St. George, UT 84770 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-02-04
  • AZ RA
    APPROVED
    Since 2021-02-04

Branch Locations

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments American Fork UT 04/2013 09/2016
Tiaa Tempe AZ 09/2016 10/2020
Tiaa-Cref Individual & Institutional Services, Llc Tempe AZ 09/2016 10/2020
Soltis Investment Advisors Llc St George UT 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-28
S63 Uniform Securities Agent State Law Examination 2013-07-08
  • S66 Uniform Combined State Law Examination
    2014-10-28
  • S63 Uniform Securities Agent State Law Examination
    2013-07-08
Other Names
  • Cody Robert Wiseman

View on SEC IAPD

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