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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-01 |
| TX | RA | APPROVED | 2024-04-08 |
Branch Locations
2931 Townsgate Road, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Redmond | WA | 04/2013 | 05/2021 |
| Jpmorgan Chase Bank Na | Redmond | WA | 04/2011 | 05/2021 |
| Notary Service Co., Llc. | Kirkland | WA | 10/2017 | 04/2024 |
| Jpmorgan Chase Bank Na | Dallas | TX | 05/2021 | Present |
| Jpmorgan Securities Llc | Dallas | TX | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-05 |
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